Gregory Ryan Southee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Ryan Southee ( ), a licensed former licensee with CE reference AXO055. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Argonaut Securities (Asia) Limited |
RO | Type 4 — Advising on securities | 2020-10-09 | 2021-11-30 |
| Argonaut Securities (Asia) Limited |
RO | Type 1 — Dealing in securities | 2017-10-31 | 2021-11-30 |
| Argonaut Securities (Asia) Limited |
RO | Type 6 — Advising on corporate finance | 2011-09-08 | 2021-11-30 |