Ping Sum Tam
譚炳森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Sum Tam (譚炳森), a licensed former licensee with CE reference ADA341. This person has 9.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-06 | 2014-05-31 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 - Advising on futures contracts | 2007-08-13 | 2012-03-23 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 - Dealing in futures contracts | 2006-04-28 | 2012-03-23 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-11-09 | 2006-04-10 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-07 | 2006-04-10 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-11-01 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-04-11 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ping Sum Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.