Nga Yee Lau
劉雅儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Yee Lau (劉雅儀), a licensed Representative with CE reference ANZ992. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-15 | present |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-14 | 2021-04-30 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-14 | 2020-01-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-16 | 2007-05-26 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-16 | 2007-05-26 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2006-11-13 | 2007-04-11 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-11-13 | 2007-04-11 |