Mark Ming Kwan Yau
丘明崑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Ming Kwan Yau (丘明崑), a licensed former licensee with CE reference AAC016. This person has 13.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-05-04 | 2017-08-01 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-10 | 2017-08-01 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-10 | 2004-10-29 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-06-10 | 2017-08-01 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-06-10 | 2004-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Ming Kwan Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.