Randy Chun Kit Yau
邱俊傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Randy Chun Kit Yau (邱俊傑), a licensed former licensee with CE reference AAD733. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-20 | 2025-06-23 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-28 | 2024-01-26 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-28 | 2024-01-26 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-25 | 2013-09-09 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-25 | 2013-09-09 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-22 | 2013-05-20 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-22 | 2013-05-20 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-23 | 2007-06-29 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-23 | 2007-06-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-06 | 2007-04-17 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-06 | 2007-04-17 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-13 | 2007-03-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2007-03-01 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-08 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-10-08 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-28 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-28 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-28 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-28 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-28 |