Ricky Kam Shui Chan
陳錦緒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Kam Shui Chan (陳錦緒), a licensed former licensee with CE reference AAA551. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-27 | 2025-12-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-21 | 2015-10-26 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-14 | 2013-04-10 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-05 | 2006-07-31 |
| Whole Win Securities Limited 鴻運証券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-17 | 2006-05-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-20 | 2004-04-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-31 |