Lawrence Sheng Yu Chu
諸承譽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Sheng Yu Chu (諸承譽), a licensed former licensee with CE reference AMY277. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-18 | 2018-02-08 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2015-12-18 | 2018-02-08 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 9 — Asset management | 2015-12-18 | 2018-02-08 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-07 | 2015-06-30 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
RO | Type 9 — Asset management | 2014-07-07 | 2015-06-30 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-10-09 | 2013-07-31 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-14 | 2012-10-09 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-12-09 | 2012-08-14 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
RO | Type 9 — Asset management | 2011-12-09 | 2013-07-31 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-10 | 2011-12-09 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-09-11 | 2011-12-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-01-20 | 2007-07-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-01-20 | 2007-07-31 |