Tak Wan Yam
任德運
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wan Yam (任德運), a licensed former licensee with CE reference AWT370. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-04 | 2021-03-09 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-04 | 2021-03-09 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-11 | 2017-08-08 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-21 | 2016-05-20 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-25 | 2014-06-21 |