Kwan Hoi Chu
朱群海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Hoi Chu (朱群海), a licensed former licensee with CE reference BBT830. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Fidelity Capital (International) Limited | Rep | Type 1 — Dealing in securities | 2022-05-23 | 2024-09-13 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-22 | 2022-04-07 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-22 | 2022-04-07 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-28 | 2017-08-08 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-11 | 2016-05-20 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-23 | 2014-07-04 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2013-09-23 | 2014-07-04 |