Lok Yan Lui
雷樂欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yan Lui (雷樂欣), a licensed former licensee with CE reference BFK984. This person has 5.3 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infinity Asset Management Limited 天恒資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-27 | 2022-03-31 |
| Infinity Asset Management Limited 天恒資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-27 | 2022-03-31 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-06-11 | 2020-07-02 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-07 | 2020-07-02 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-27 | 2020-03-04 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-27 | 2020-03-04 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-27 | 2020-03-04 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-06 | 2017-04-26 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-28 | 2016-01-20 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-15 | 2015-08-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Yan Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.