Eric Wai Leong Chow
周懷量
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Wai Leong Chow (周懷量), a licensed former licensee with CE reference AWW844. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-29 | 2020-05-11 |
| Kirin Securities Limited 麒麟證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-08 | 2020-04-29 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-13 | 2018-01-08 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-13 | 2020-05-11 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-13 | 2020-05-11 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2014-01-16 | 2014-10-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-22 | 2014-10-15 |