Wan Yee Chong
莊韻兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Yee Chong (莊韻兒), a licensed former licensee with CE reference ADC300. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-06 | 2018-09-20 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-18 | 2016-07-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-07-30 | 2010-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-07-30 | 2010-05-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-07-30 | 2010-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-07-30 | 2010-05-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-07-30 | 2010-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-07-30 | 2010-05-04 |