Li Chang
常立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Chang (常立), a licensed former licensee with CE reference APD249. This person has 17.5 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2024-06-06 | 2025-03-21 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2024-06-06 | 2025-03-21 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2024-06-06 | 2025-03-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-03-28 | 2024-06-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-03-28 | 2024-06-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2024-03-28 | 2024-06-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-27 | 2024-10-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-02-27 | 2024-10-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 9 - Asset management | 2023-02-27 | 2024-10-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-23 | 2023-02-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-23 | 2023-02-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-06-23 | 2023-02-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-03 | 2017-05-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-03 | 2017-05-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2010-03-03 | 2017-05-17 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-01 | 2010-01-23 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 - Asset management | 2008-02-01 | 2010-01-23 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-06-27 | 2010-01-23 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-06-27 | 2010-01-23 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2007-06-27 | 2010-01-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.