Li Chang
常立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Chang (常立), a licensed former licensee with CE reference APD249. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2024-06-06 | 2025-03-21 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2024-06-06 | 2025-03-21 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2024-06-06 | 2025-03-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-03-28 | 2024-06-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-03-28 | 2024-06-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2024-03-28 | 2024-06-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-27 | 2024-10-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-02-27 | 2024-10-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 9 — Asset management | 2023-02-27 | 2024-10-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-23 | 2023-02-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-23 | 2023-02-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-06-23 | 2023-02-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-03 | 2017-05-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-03 | 2017-05-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-03-03 | 2017-05-17 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-01 | 2010-01-23 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 — Asset management | 2008-02-01 | 2010-01-23 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-06-27 | 2010-01-23 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-06-27 | 2010-01-23 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2007-06-27 | 2010-01-23 |