Lok Fai Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Fai Leung (梁樂暉), a licensed Representative with CE reference ATD022. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 16.5 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2023-03-16 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2022-01-27 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-01-27 | present |
| Neo-Criterion Capital Limited 開域資本有限公司 |
Rep | Type 9 - Asset management | 2021-10-05 | 2021-12-31 |
| TBP Investment Advisory (HK) Limited | Rep | Type 9 - Asset management | 2016-08-15 | 2021-09-23 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-09 | 2016-06-30 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-04 | 2016-06-30 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-11 | 2015-04-08 |
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-02-11 | 2015-04-08 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-08 | 2015-01-30 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-08 | 2015-01-30 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-21 | 2012-10-20 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-21 | 2012-10-20 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-29 | 2012-06-16 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-29 | 2012-06-16 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-03 | 2010-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Fai Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.