Kunio Watanabe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kunio Watanabe, a licensed former licensee with CE reference ANI941. This person has 3.0 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-06-29 | 2009-04-20 |
| Nomura Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2006-06-29 | 2009-04-20 |
| Nomura Futures (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2006-06-29 | 2009-04-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-06-29 | 2009-04-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-06-29 | 2009-04-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-06-29 | 2009-04-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-06-29 | 2009-04-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-28 | 2006-06-29 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-04-28 | 2006-06-29 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-04-28 | 2006-06-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-04-28 | 2006-06-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-28 | 2006-06-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-04-28 | 2006-06-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-04-28 | 2006-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kunio Watanabe during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.