Tomoyuki Teraguchi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tomoyuki Teraguchi ( ), a licensed former licensee with CE reference AKX077. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-02-02 | 2009-04-10 |
| Nomura Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2005-02-02 | 2009-04-10 |
| Nomura Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2005-02-02 | 2009-04-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-02-02 | 2009-04-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-05 | 2005-02-02 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-07-05 | 2005-02-02 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-07-05 | 2005-02-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-05 | 2005-02-02 |