Sheung Chi Yip
葉尚志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheung Chi Yip (葉尚志), a licensed former licensee with CE reference AEI328. This person has 22.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-10-05 | 2025-04-26 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-01-09 | 2025-04-26 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 4 - Advising on securities | 2012-01-09 | 2025-04-26 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-09-01 | 2025-04-26 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-01-09 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-10-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2012-01-09 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2010-09-01 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-11 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-11 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sheung Chi Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.