Yat Quan Tan
陳溢軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Quan Tan (陳溢軍), a licensed Responsible Officer with CE reference AMW935. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-06-30 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 - Advising on securities | 2022-06-30 | present |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-09-10 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-09 | 2022-06-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-09 | 2022-06-30 |
| Macquarie Asia Securities Limited |
Rep | Type 1 - Dealing in securities | 2020-09-30 | 2021-05-21 |
| Macquarie Asia Securities Limited |
Rep | Type 4 - Advising on securities | 2020-09-30 | 2021-05-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-22 | 2017-07-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-19 | 2014-08-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2011-02-18 | 2012-02-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-04 | 2011-02-18 |