King Kai Lai
黎擎楷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Kai Lai (黎擎楷), CE reference AHC350. Currently licensed at 1 firm(s): Haitong International Securities Company Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-15 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-01-15 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2020-09-30 | 2021-12-17 |
| Macquarie Asia Securities Limited |
Rep | Type 4 — Advising on securities | 2020-09-30 | 2021-12-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-22 | 2012-11-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-15 | 2009-01-13 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-15 | 2005-02-04 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-29 | 2004-06-17 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-29 | 2003-08-26 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-28 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-27 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-27 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-27 |