Eric Kwok Yan Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Kwok Yan Wu (伍國忻), a licensed Representative with CE reference AVL147. Currently licensed at 1 firm(s): JPMorgan Asset Management (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 7.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-11-04 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 2 - Dealing in futures contracts | 2022-11-04 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2022-11-04 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-08-26 | 2022-09-02 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2021-08-26 | 2022-09-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2021-08-03 | 2022-09-02 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-08-03 | 2022-09-02 |
| Macquarie Asia Securities Limited | Rep | Type 1 - Dealing in securities | 2020-09-30 | 2021-06-04 |
| Macquarie Asia Securities Limited | Rep | Type 4 - Advising on securities | 2020-09-30 | 2021-06-04 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-30 | 2012-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Kwok Yan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.