Kai Him Cheng
鄭棨謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Him Cheng (鄭棨謙), CE reference BBP547. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-26 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2021-07-26 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2021-07-26 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2021-07-26 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2020-09-30 | 2021-04-26 |
| Macquarie Asia Securities Limited |
Rep | Type 4 — Advising on securities | 2020-09-30 | 2021-04-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-07-29 | 2019-11-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-07-29 | 2019-11-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-29 | 2019-11-28 |