Kin Nam Au Yeung

歐陽健男
CE No. AMT873 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Nam Au Yeung (歐陽健男), a licensed former licensee with CE reference AMT873. This person has 2.1 years of SFC licence history. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
DFX Labs Company Limited RO Type 1 - Dealing in securities 2024-12-18 2025-05-16
DFX Labs Company Limited RO Type 7 - Providing automated trading services 2024-12-18 2025-05-16
DFX Labs Company Limited RO Type 101 - Operating a virtual asset trading platform 2024-12-18 2025-05-16
DFX Labs Company Limited RO Type 101 - Operating a virtual asset trading platform 2024-06-01 2024-12-18
Arta Asset Management Limited
裕承資產管理有限公司
RO Type 1 - Dealing in securities 2022-08-01 2023-02-08
Arta Asset Management Limited
裕承資產管理有限公司
RO Type 4 - Advising on securities 2022-08-01 2023-02-08
Arta Asset Management Limited
裕承資產管理有限公司
RO Type 9 - Asset management 2022-08-01 2023-02-08
Platinum Securities Company Limited
百德能證券有限公司
Rep Type 1 - Dealing in securities 2006-02-15 2006-09-22
Platinum Securities Company Limited
百德能證券有限公司
Rep Type 6 - Advising on corporate finance 2006-02-15 2006-09-22
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts 2005-11-30 2005-12-06

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