Kin Nam Au Yeung
歐陽健男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Nam Au Yeung (歐陽健男), a licensed former licensee with CE reference AMT873. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DFX Labs Company Limited |
RO | Type 1 — Dealing in securities | 2024-12-18 | 2025-05-16 |
| DFX Labs Company Limited |
RO | Type 7 — Providing automated trading services | 2024-12-18 | 2025-05-16 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-01 | 2023-02-08 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-01 | 2023-02-08 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-01 | 2023-02-08 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-15 | 2006-09-22 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-02-15 | 2006-09-22 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-30 | 2005-12-06 |