Jimmy Cheung Yee Woo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Cheung Yee Woo (吳祥貽), a licensed Representative with CE reference ADI032. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 22.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-02 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-10-02 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-08 | 2025-05-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-15 | 2018-08-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-08 | 2018-08-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-08 | 2016-01-21 |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-05-25 | 2011-06-28 |
| CICC US Securities, Inc. | RO | Type 1 - Dealing in securities | 2010-09-01 | 2011-06-28 |
| CICC US Securities, Inc. | Rep | Type 1 - Dealing in securities | 2007-08-06 | 2010-09-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-22 | 2011-06-28 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 1 - Dealing in securities | 2004-06-11 | 2006-05-13 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 4 - Advising on securities | 2004-06-11 | 2006-05-13 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-11 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-11 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-26 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Cheung Yee Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.