Esther Hong Man Wong
王康曼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Esther Hong Man Wong (王康曼), a licensed former licensee with CE reference ANQ014. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-08 | 2018-03-16 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-07 | 2018-03-16 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-07 | 2018-03-16 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-07 | 2018-03-16 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 1 — Dealing in securities | 2015-03-04 | 2015-03-25 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2014-05-07 | 2015-03-04 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-25 | 2014-04-17 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-13 | 2012-03-22 |
| CICC US Securities, Inc. |
Rep | Type 1 — Dealing in securities | 2007-08-06 | 2010-05-21 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-04 | 2010-05-21 |