Lester Kei Shun Fan
范基信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lester Kei Shun Fan (范基信), CE reference AGT998. Currently licensed at 1 firm(s): Hillstone Capital Limited. Total licence records on file: 40.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hillstone Capital Limited 山石資本有限公司 |
RO | Type 4 — Advising on securities | 2026-03-11 | present |
| Hillstone Capital Limited 山石資本有限公司 |
RO | Type 9 — Asset management | 2026-03-11 | present |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-30 | 2026-03-02 |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-30 | 2026-03-02 |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-03 | 2024-07-30 |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-03 | 2024-07-30 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-30 | 2024-05-19 |
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
RO | Type 9 — Asset management | 2024-04-30 | 2024-05-19 |
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 4 — Advising on securities | 2021-08-19 | 2024-02-28 |
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 9 — Asset management | 2021-08-19 | 2024-02-28 |
| Full House Asset Management Company Limited 富嘉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-05-26 | 2021-06-15 |
| Full House Asset Management Company Limited 富嘉資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-26 | 2021-06-15 |
| China Centre City Global Capital Limited 中城寰宇資本有限公司 |
RO | Type 4 — Advising on securities | 2018-06-07 | 2019-08-26 |
| China Centre City Global Capital Limited 中城寰宇資本有限公司 |
RO | Type 9 — Asset management | 2018-06-07 | 2019-08-26 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-08-25 | 2018-01-31 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-08-25 | 2018-01-31 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-10-16 | 2018-01-31 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 9 — Asset management | 2015-10-16 | 2018-01-31 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-06-03 | 2014-12-31 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-07-13 | 2014-12-31 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-04-27 | 2014-12-31 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-04-27 | 2014-12-31 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-04-26 | 2011-10-28 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-04-26 | 2011-10-28 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-21 | 2011-10-28 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-12 | 2010-06-14 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-23 | 2009-10-12 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-05-22 | 2010-06-14 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-03-05 | 2010-06-14 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-11-29 | 2010-06-14 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2007-11-28 | 2010-06-14 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2006-09-06 | 2007-09-22 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-07-07 | 2007-09-22 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-07-07 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-09-22 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2007-09-22 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-19 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-10 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 9 — Asset management | present | 2007-09-22 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-19 |