Suberna Vardhan Shringla
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suberna Vardhan Shringla ( ), a licensed former licensee with CE reference AGC702. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Global Corporate Finance Co., Limited 第一瑞興企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-06-20 | 2024-12-16 |
| First Global Corporate Finance Co., Limited 第一瑞興企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-03-20 | 2019-06-20 |
| QH Capital Limited 前海特華資本有限公司 |
RO | Type 4 — Advising on securities | 2017-09-05 | 2018-05-11 |
| QH Capital Limited 前海特華資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-03-16 | 2019-02-28 |
| QH Capital Limited 前海特華資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-11 | 2015-03-16 |
| ZhongHua Finance Capital Co., Limited 中華金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-05-27 | 2015-03-09 |
| ZhongHua Finance Capital Co., Limited 中華金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-03 | 2010-05-27 |
| Constellation Resources Limited |
RO | Type 6 — Advising on corporate finance | present | 2005-01-26 |