Wai Man Tai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Tai (戴偉文), a licensed Responsible Officer with CE reference AQD347. Currently licensed at 1 firm(s): Zhonghui International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.5 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-12 | present |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 4 - Advising on securities | 2026-05-12 | present |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 9 - Asset management | 2026-05-12 | present |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-23 | 2025-12-30 |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 4 - Advising on securities | 2024-01-23 | 2025-12-30 |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 9 - Asset management | 2024-01-23 | 2025-12-30 |
| Redstone Asset Management Limited 紅石資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-01-13 | 2024-01-14 |
| Redstone Asset Management Limited 紅石資產管理有限公司 |
RO | Type 9 - Asset management | 2022-01-13 | 2024-01-14 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-27 | 2020-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 4 - Advising on securities | 2019-06-27 | 2020-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 9 - Asset management | 2019-06-27 | 2020-09-30 |
| Deying International Securities Limited 德盈國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-24 | 2019-06-19 |
| Kilmorey Securities Limited 金力証券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-16 | 2016-08-26 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-08 | 2016-08-16 |
| M Securities Limited 雙龍證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-02 | 2015-12-21 |
| CTW Securities Limited 卓越證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-14 | 2015-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.