Simon Wing Hong Wu
胡永康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Wing Hong Wu (胡永康), a licensed former licensee with CE reference AWH566. This person has 3.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 4 - Advising on securities | 2021-01-04 | 2021-12-31 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 9 - Asset management | 2021-01-04 | 2021-12-31 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-24 | 2017-02-10 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-09-24 | 2017-02-10 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-15 | 2011-02-19 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-15 | 2011-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Wing Hong Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.