Katsumi Arai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katsumi Arai, CE reference BMO263. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-17 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-19 | 2024-03-22 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-04 | 2020-06-15 |