Vivian Har
夏慧芸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Har (夏慧芸), a licensed former licensee with CE reference AIR309. This person has 3.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-08-01 | 2008-07-19 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-07-23 | 2008-07-19 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-07 | 2007-06-08 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-25 | 2007-04-18 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-14 | 2005-04-19 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-14 | 2005-04-19 |
| Standard Chartered Trustee (Hong Kong) Limited 渣打信託(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-02 |
| Standard Chartered Trustee (Hong Kong) Limited 渣打信託(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-02 |
| Standard Chartered Trustee (Hong Kong) Limited 渣打信託(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Har during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.