Regina Yui-Kwan Wai
韋乙君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Regina Yui-Kwan Wai (韋乙君), a licensed former licensee with CE reference AFA133. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-22 | 2011-11-30 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-19 | 2011-11-30 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-07-30 | 2008-11-14 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-07-30 | 2008-11-14 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-04 | 2007-07-07 |