Mabel Ki Po Cho
曹紀寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mabel Ki Po Cho (曹紀寶), a licensed former licensee with CE reference AOH365. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aegon Asset Management (Asia) Limited 全球人壽資產管理（亞洲）有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-14 | 2022-04-29 |
| Aegon Asset Management (Asia) Limited 全球人壽資產管理（亞洲）有限公司 |
RO | Type 4 — Advising on securities | 2015-07-14 | 2022-04-29 |
| Aegon Asset Management (Asia) Limited 全球人壽資產管理（亞洲）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-10 | 2015-07-14 |
| Aegon Asset Management (Asia) Limited 全球人壽資產管理（亞洲）有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-10 | 2015-07-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-04-30 | 2015-04-24 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-16 | 2015-04-24 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-16 | 2015-04-24 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-01-18 | 2010-03-26 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-01-18 | 2010-03-26 |