Gwenael Jean-Yves Ronflet
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gwenael Jean-Yves Ronflet, a licensed former licensee with CE reference AHK490. This person has less than 0.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-11 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-04-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-11 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-04-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-11 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-11 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-04-11 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Gwenael Jean-Yves Ronflet during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.