David Gordon Nimmo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Gordon Nimmo, a licensed former licensee with CE reference ACN424. This person has 3.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Execution Noble (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-03-07 | 2008-11-04 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-21 | 2006-07-13 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-21 | 2005-03-11 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-01-21 | 2006-07-13 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-13 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-12 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-12 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-06-13 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Gordon Nimmo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.