Bruno Shu Kuen Mak
麥樹權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruno Shu Kuen Mak (麥樹權), a licensed former licensee with CE reference AEA367. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-04-07 | 2013-06-24 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-12-03 | 2008-12-18 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-14 | 2008-04-17 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-14 | 2008-04-17 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-25 | 2008-04-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2003-11-12 | 2008-04-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-11-08 | 2008-04-17 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-08-05 | 2003-10-20 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2003-08-05 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-07-28 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-07-28 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 9 - Asset management | present | 2003-07-28 |