Hamid Farzam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hamid Farzam ( ), a licensed former licensee with CE reference AIC314. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Privium Fund Management (HK) Limited | RO | Type 9 — Asset management | 2016-05-24 | 2016-05-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-24 | 2013-08-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2003-08-06 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-06 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-07-09 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-09 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-07-09 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-07-09 |