Pierre Roy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pierre Roy ( ), a licensed former licensee with CE reference AIB931. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2015-09-04 | 2020-12-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | present | 2003-06-23 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2003-06-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2003-06-20 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-06-20 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-20 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-06-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | present | 2003-06-23 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 9 - Asset management | present | 2003-06-20 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2003-06-20 |