Jianfeng Wu
吳健鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianfeng Wu (吳健鋒), a licensed former licensee with CE reference BAA705. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-24 | 2023-07-19 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-04-24 | 2023-07-19 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2018-04-24 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-10 | 2018-04-24 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-08-09 | 2014-05-31 |