Xiaodai Li
李晓岱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaodai Li (李晓岱), a licensed former licensee with CE reference BDQ734. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-20 | 2023-12-18 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-12-20 | 2023-12-18 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-19 | 2017-12-20 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-19 | 2017-12-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-27 | 2015-05-13 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-06-27 | 2015-05-13 |