Shuhun Xu
徐蜀魂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuhun Xu (徐蜀魂), a licensed former licensee with CE reference BGN079. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-09 | 2026-03-09 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-24 | 2026-03-09 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-08-24 | 2026-03-09 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-18 | 2021-06-11 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-18 | 2021-06-11 |