Tat Keung Lau
劉達強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Keung Lau (劉達強), CE reference AGI188. Total licence records on file: 42.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-07-29 | 2025-07-31 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-03 | 2025-07-31 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-02-08 | 2025-07-31 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-02-08 | 2025-07-31 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-19 | 2024-05-03 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-19 | 2024-02-08 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-01-19 | 2024-02-08 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-25 | 2024-01-12 |
| Hong Kong Metasequoia Capital Management Limited 香港水杉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-25 | 2024-01-12 |
| Hong Kong Metasequoia Capital Management Limited 香港水杉資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-25 | 2024-01-12 |
| Hong Kong Metasequoia Capital Management Limited 香港水杉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-17 | 2019-06-25 |
| Hong Kong Metasequoia Capital Management Limited 香港水杉資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-17 | 2019-06-25 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-28 | 2019-06-03 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 9 — Asset management | 2019-03-28 | 2019-06-03 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-23 | 2019-02-14 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-23 | 2019-02-14 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-08 | 2016-11-23 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-08 | 2016-11-23 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-12-12 | 2016-10-18 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-03-22 | 2016-10-18 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-14 | 2011-03-28 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-14 | 2011-03-28 |
| Arete Research Asia Limited |
RO | Type 4 — Advising on securities | 2010-07-23 | 2010-09-10 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-09 | 2010-02-06 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2008-05-09 | 2010-02-06 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-12-23 | 2007-10-12 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-07-09 | 2007-10-12 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-09 | 2007-10-12 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-24 | 2007-10-12 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-03 | 2004-05-11 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-05-03 | 2004-05-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-07 | 2004-03-11 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-07 | 2004-03-11 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-11 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-11 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-03-11 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-03 |