Yat San Chan
陳日新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat San Chan (陳日新), a licensed former licensee with CE reference AOG058. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-02 | 2021-07-17 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-02 | 2021-07-17 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-02 | 2021-07-17 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-12-04 | 2015-04-24 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-25 | 2015-04-24 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-16 | 2015-04-24 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-23 | 2008-03-04 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-24 | 2008-01-23 |