Yat San Chan
陳日新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat San Chan (陳日新), a licensed former licensee with CE reference AOG058. This person has 9.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-02 | 2021-07-17 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-02 | 2021-07-17 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-02 | 2021-07-17 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-12-04 | 2015-04-24 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-25 | 2015-04-24 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-16 | 2015-04-24 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-23 | 2008-03-04 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-24 | 2008-01-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat San Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.