Aaron Chen
陳幼寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Chen (陳幼寧), a licensed former licensee with CE reference AUQ926. This person has 5.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2012-08-17 | 2016-08-31 |
| Andante Capital Management Limited 安石投資管理有限公司 |
RO | Type 4 - Advising on securities | 2011-04-06 | 2011-11-15 |
| Andante Capital Management Limited 安石投資管理有限公司 |
RO | Type 9 - Asset management | 2010-06-09 | 2011-11-15 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Aaron Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ching Tak Chui | F.T.M.F. Distribution Limited | 2012–2016 |
| Tat Keung Lau | F.T.M.F. Distribution Limited | 2012–2016 |
| Ying-San Chuang | F.T.M.F. Distribution Limited | 2014–2016 |
| Chunli Hou | Andante Capital Management Limited | 2010–2011 |
| Sam Wen Te Peng | F.T.M.F. Distribution Limited | 2012–2016 |
| Yat San Chan | F.T.M.F. Distribution Limited | 2012–2015 |
| Pei-Chin Ma | F.T.M.F. Distribution Limited | 2012–2016 |
| Yu-Ling Wong | F.T.M.F. Distribution Limited | 2012–2016 |
| Hsin-Jung Peng | F.T.M.F. Distribution Limited | 2014–2016 |
| Xiaoliang Zhao | Andante Capital Management Limited | 2010 |
| Siu Man Ngan | F.T.M.F. Distribution Limited | 2015–2016 |
| Puay Yee Ngan | F.T.M.F. Distribution Limited | 2015–2016 |
| Men Ching Leung | F.T.M.F. Distribution Limited | 2012–2013 |
| Yuk Kwan Tam | F.T.M.F. Distribution Limited | 2016 |
| Sam Sze Wah Cheung | Andante Capital Management Limited | 2011 |