Sam Wen Te Peng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Wen Te Peng (彭文德), a licensed Responsible Officer with CE reference ATI283. Currently licensed at 1 firm(s): F.T.M.F. Distribution Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.4 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-11 | present |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2012-08-17 | present |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-03-22 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sam Wen Te Peng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.