Anita Sui Kwan Chan
陳瑞群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anita Sui Kwan Chan (陳瑞群), CE reference AEZ706. Currently licensed at 1 firm(s): Shun Heng Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-14 | present |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-29 | 2005-04-14 |
| Worldtop Securities Limited 大世界證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-23 |
| Worldtop Securities Limited 大世界證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-23 |
| Worldtop Securities Limited 大世界證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-23 |
| Worldtop Securities Limited 大世界證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-23 |
| Worldtop Securities Limited 大世界證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-23 |