Tan Hung Charlotte Ng
吳騰紅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tan Hung Charlotte Ng (吳騰紅), CE reference AGH833. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Seafront International Capital Limited 第一前海國際資本有限公司 |
RO | Type 4 — Advising on securities | 2020-05-04 | 2022-01-08 |
| First Seafront International Capital Limited 第一前海國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-12 | 2022-01-08 |
| First Seafront International Capital Limited 第一前海國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-09-12 | 2022-01-08 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-21 | 2017-05-09 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-21 | 2017-05-09 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-13 | 2016-07-21 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-13 | 2016-07-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-31 | 2015-09-30 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-31 | 2015-09-30 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-03 | 2015-02-07 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-01-03 | 2015-02-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-26 | 2015-02-07 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-26 | 2014-01-03 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-26 | 2014-01-03 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-08-22 | 2013-06-13 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-12 | 2013-06-13 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-12 | 2012-08-22 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-27 | 2011-11-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-06 | 2011-06-16 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-23 | 2011-06-16 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-23 | 2011-06-16 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-07 | 2007-08-01 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-22 | 2007-08-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-01 | 2007-04-24 |