Kai Hong Kwong
鄺啟康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Hong Kwong (鄺啟康), a licensed former licensee with CE reference AAB666. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 9 — Asset management | 2023-12-11 | 2024-08-30 |
| CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-02 | 2020-11-17 |
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 4 — Advising on securities | 2018-02-08 | 2020-11-17 |
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-13 | 2020-11-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-13 | 2016-02-02 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-13 | 2012-12-06 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-24 | 2012-12-06 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-04-20 | 2016-01-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-01 | 2012-03-13 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-06-01 | 2016-02-02 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-04-13 | 2006-05-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-15 | 2006-05-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-15 | 2005-04-13 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-06 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-09-06 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-22 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-22 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-22 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-22 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-22 |