Kwun Wah Derek Chan
陳冠樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Wah Derek Chan (陳冠樺), a licensed former licensee with CE reference AFM323. This person has 21.1 years of SFC licence history. Total licence records on file: 31.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-03-19 | 2025-07-18 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-03-19 | 2025-07-18 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-05 | 2014-03-19 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-02-05 | 2014-03-19 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 - Dealing in securities | 2013-10-18 | 2014-01-12 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-10-18 | 2014-01-12 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-09 | 2013-10-10 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-14 | 2013-10-10 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-12-22 | 2013-10-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-05 | 2012-05-09 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-05 | 2012-03-14 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-11-05 | 2010-12-22 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-10-18 | 2010-10-26 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-24 | 2010-10-18 |
| Evolution Asia Investments Limited | RO | Type 6 - Advising on corporate finance | 2010-07-12 | 2010-09-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-01-22 | 2010-06-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-26 | 2009-03-19 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-02-26 | 2009-03-19 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-04-28 | 2009-01-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-11 | 2009-01-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-04-01 | 2008-04-28 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-03-20 | 2008-03-15 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-03-19 | 2007-03-20 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-19 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-19 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-19 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwun Wah Derek Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.