Vera Zi Lin Tan
陳姿霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vera Zi Lin Tan (陳姿霖), a licensed former licensee with CE reference ANH747. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMSC Partners Limited 和信資本有限公司 |
RO | Type 9 — Asset management | 2018-08-03 | 2021-10-28 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-15 | 2014-10-25 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-11-15 | 2014-10-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | 2014-10-25 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-08 | 2011-09-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-03 | 2010-12-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-03 | 2010-12-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-05-02 | 2009-03-24 |