Kar Ming Ho
何嘉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Ming Ho (何嘉明), CE reference AFU408. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infinity Asset Management Limited 天恒資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-27 | 2022-05-16 |
| Infinity Asset Management Limited 天恒資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-27 | 2022-05-16 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-06-09 | 2014-08-29 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-21 | 2014-05-31 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-21 | 2014-05-31 |
| International Commerce Corporation | Rep | Type 4 — Advising on securities | 2011-04-06 | 2012-03-29 |
| International Commerce Corporation | Rep | Type 9 — Asset management | 2011-04-06 | 2012-03-29 |
| PFC International Company Limited | Rep | Type 1 — Dealing in securities | 2010-06-03 | 2011-02-28 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-26 | 2009-03-31 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-01 | 2006-07-06 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2005-04-04 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-09-28 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-09-28 |